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JNCI Journal of the National Cancer Institute 2006 98(10):657-659; doi:10.1093/jnci/djj204
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© The Author 2006. Published by Oxford University Press.

EDITORIAL

Pak up Your Breast Tumor—and Grow!

V. Craig Jordan

Correspondence to: V. Craig Jordan, OBE, PhD, DSc, Vice President and Research Director of Medical Sciences, Fox Chase Cancer Center, 333 Cottman Ave., Philadelphia, PA 19111 (e-mail: v.craig.jordan{at}fccc.edu).

The estrogen receptor (ER) has proved to be an extremely important target for the treatment of breast cancer (1). Tamoxifen, a nonsteroidal antiestrogen, blocks estrogen-stimulated breast cancer growth by binding to ER. However, years of adjuvant tamoxifen therapy are required to "smother" estrogen-sensitive micrometastases. Thus, two principles for optimal molecular therapeutics in breast cancer have emerged: tumor targeting and the appropriate duration of treatment that creates optimal survival advantages for patients (2). Although these principles have taken two decades to translate from the laboratory (3) to changes in healthcare (4), the widespread use of tamoxifen is credited with contributing substantially to the decline in death rates from breast cancer in the United States (5). Most importantly, in these days of meteoric rises in health care costs for targeted therapies, tamoxifen is, by contrast, a cheap and affordable drug that is known to save lives. However, because not all ER-positive breast cancers respond to tamoxifen treatment, the development of ways to improve targeting tamoxifen to treat the "right" tumors would be of value throughout the world.

It is well recognized that antihormone action in breast cancer is subverted by increases in breast cancer signal transduction that are mediated by phosphorylation cascades initiated by cell surface receptors (Fig. 1). Members of the p21-activated kinase (Pak) family of kinases (6) perform a variety of survival functions by activating angiogenesis or gene expression; the first member of this family to be identified, Pak1, is associated with mammary hyperplasia and malignancy (7).


Figure 1
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Fig. 1. Basic models of tamoxifen action in sensitive breast cancer cells or inaction in breast cancers cells with intrinsic resistance. In sensitive breast cancers, the estrogen receptor (ER)–tamoxifen (TAM) complex mounts a coordinated assault to block the cell cycle machinery by competitively inhibiting estradiol (E2) action at nuclear receptors. If there is an increase in E2, then TAM is less effective at controlling tumor growth in patients. In contrast, with intrinsic resistance, the high-phosphorylation environment produces multiple or inappropriate phosphorylation of ER, thereby creating a promiscuous receptor that activates growth mechanisms with or without TAM treatment. The p21 activated kinase network is one of many phosphorylation pathways that phosphorylate ER. The phosphorylation cascade also redeploys ER from the nucleus to surface membranes to participate in rapid nongenomic (i.e., non–DNA-directed) activation of signal transduction. TAM-sensitive tumor cells are ER and progesterone receptor (PgR) positive, and they have very low levels of cell surface receptors for growth factors (silent surface). Resistant cells have active surfaces with high levels of growth factor receptors with tyrosine kinases (RTK) for signal transduction, e.g., HER2/neu, EGFR, or IGFR-1 that have high potential to initiate phosphorylation cascade through PI-3K (phosphatidylinositol 3-kinase), CAMP (cyclic adenosine monophosphate), PKA (protein kinase A), Src (Rous Sarcoma virus), AKT/PKB (protein kinase B), RAS, MEK (mitogen-activated protein/extracellular signal–regulated kinase kinase), ERK (extracellular signal–regulated kinase). The potential phosphorylation sites (P) on the ER that cause redeployment of ER from the nucleus to the membrane of the cell are shown. This redeployment of ER results in a shift from genomic signaling (DNA directed) to nongenomic signaling of other proteins outside the nucleus.

 
In this issue of the Journal, Holm et al. (8) report an association between Pak1 expression and resistance to tamoxifen. They draw on several layers of laboratory evidence backed by evidence from a clinical trial (9) to conclude that the presence and subcellular localization of Pak1 may be responsible for tamoxifen resistance in a substantial subset (~20%) of ER-positive tumors.

Research over the past two decades has identified two forms of resistance to tamoxifen therapy: intrinsic (de novo) resistance, when ER-positive tumors do not respond to tamoxifen at the outset of treatment, and acquired resistance, when ER-positive tumors that initially respond to tamoxifen subsequently exploit the tamoxifen–ER complexes as a stimulatory growth signal. Tamoxifen-stimulated growth is a unique form of drug resistance (10). Holm et al. (8), however, focus their research entirely on intrinsic resistance; i.e., ER is present but tamoxifen cannot override the strong apparently receptor-independent growth signal.

The clinical correlations reported by Holm et al. (8) are based on an analysis of tumor blocks from 564 premenopausal breast cancer patients who participated in a randomized clinical trial (9) of 2 years of adjuvant tamoxifen therapy (n = 276) versus no treatment (n = 288). Patients from the two recruitment sites received either 40 mg or 20 mg of tamoxifen. Although the authors of the original trial (9) correctly make the point that no differences in response rates have been noted for postmenopausal patients who take these different doses of tamoxifen, the question of the optimal dose for premenopausal patients is less clear. Adjuvant tamoxifen monotherapy dramatically increases circulating estrogen levels (11), and such increases can undermine the action of a competitive inhibitor, such as tamoxifen, at the level of the tumor ER (12). Because the coadministration of a luteinizing hormone releasing hormone superagonist with adjuvant tamoxifen can improve response rates (13), the variables of tamoxifen dose and unpredictable elevations in individual patient's estrogen levels could potentially confound interpretation of the response rates in that trial.

The clinical trial (9) that was the source of the tumor blocks also used a suboptimal duration of tamoxifen therapy, i.e., 2 years rather than 5 years. Five years of tamoxifen is essential to achieve optimal disease-free and overall survival in premenopausal patients (4) because the excess circulating estrogen in these patients can undoubtedly increase tumor cell survival once tamoxifen is stopped at 2 years. No overall survival advantage was noted in the Swedish trial (9). Although it is unclear how these treatment issues of tamoxifen dose and duration will ultimately affect correlations with biochemical parameters in the tumors, it is fair to say that the response rates in the clinical trial (9) would have been better had a longer duration of tamoxifen therapy been used. Estrogen is known to regulate Pak1 activity and estrogen-mediated survival functions through phosphorylation of forkhead transcription factors (14). Holm et al. (8) confined their analysis of Pak1 to 285 ER-positive patients for whom tumors blocks were available (151 patients received no treatment and 134 patients received adjuvant tamoxifen). The authors used six graded subjective classification categories to evaluate the impact of tamoxifen on Pak1 expression; however, the small number of tissue samples in some categories necessitated pooling of samples for statistical purposes. Although such nonquantitative evaluations are, more often than not, imprecise, the authors adequately demonstrated that Pak1 level was not associated with disease recurrence of patients in the control (no treatment) group but that high Pak1 levels was associated with recurrence despite tamoxifen treatment.

Many pieces of the drug-resistance puzzle have fallen into place during the past 20 years. It is perhaps appropriate to integrate the findings reported by Holm et al. (8) for Pak1 into a general model of intrinsic resistance (Fig. 1). Early studies that directly addressed the mechanism responsible for ER-positive tumors cells' being refractory to tamoxifen focused on the potential influence of growth factor signaling pathways to subvert antiestrogen action. Epidermal growth factor (EGF) (15) and growth factors secreted from ER-negative tumor cells (16) both cause ER-positive breast cancer cell replication that cannot be controlled by antiestrogens. Indeed, in human breast cancer cells, EGF has been shown to cause a reduction in ER levels and impaired expression of progesterone receptor (PgR) (17). These laboratory findings fit nicely with the recent observation that the presence of epidermal growth factor receptor (EGFR) and the more powerful family member HER2/neu are associated with ER-positive, PgR-negative breast tumors, which are intrinsically resistant to adjuvant tamoxifen (18). Also, the presence of AIB1 along with EGFR and HER2/neu in ER-positive breast cancers predicts intrinsic tamoxifen resistance (19). Experimental studies have shown that overexpression of HER2/neu in ER-positive breast cancer cells creates rapid resistance to tamoxifen (20).

Holm et al. (8) report that increased levels of Pak1, specifically nuclear localization of Pak1, is linked to intrinsic tamoxifen resistance of breast cancer cells. Pak1 is one of many kinases that are phosphorylated by Rac and AKT within the breast cancer cell, but this phosphorylation cascade does not necessarily start inside the cell (21). The phosphorylation cascade begins at the growth factor receptors on the cell surface (Fig. 1). For example, the kinase cascade that originates either at Her2/neu (22) or at Shc and the insulin-like growth factor 1 receptor (23) results in the redeployment of ER from the nucleus to the cell membrane. Indeed, phosphorylation within the ER-positive hormone-dependent cell could result in hypersensitivity to estrogen and antiestrogens (24) through phosphorylation of serine 118 by MAPK (25) and serine 167 by AKT (26), respectively, of the activation function 1 domain of the ER and through phosphorylation of the coactivator AIB1 (27). Similarly, the elevation of PKA and Pak1 (8) results in the phosphorylation of serine 305 (28,29), which can enhance transactivation of cyclin D—thereby increasing cell cycle activity. Indeed, recent evidence (30) demonstrates that phosphorylation of serine 305 in the ER can, in fact, enhance serine 118 phosphorylation, thereby increasing the probability of tamoxifen resistance. If that was not enough, it seems that src (the first oncogenic tyrosine kinase to be identified) is making a comeback as a drug target (31) and is also connected to the ER in that phosphorylation of tyrosine 537 of the tumor ER by p60 src enhances ligand binding and ER dimerization (32). This amino acid is located at a strategic site in helix 12 of the ER that is known to play a critical role in estrogen and antiestrogen action. Indeed, it is already known that p60 src plays a part in drug resistance to tamoxifen through phosphorylation of a serine 118independent pathway (33).

Overall, the environment within breast cancer cells creates a strong and complex network of survival signaling. As a result, tamoxifen is poorly equipped to block the cell cycle simply by occupying the ER in cells that are resistant (Fig. 1).

If the goal of studying drug resistance is either to improve overall response rates in ER-positive patients by blocking pathways that subvert antiestrogen action or to target tamoxifen to specific tumors to provide optimal benefit, then the first goal seems remote. Even if we could knock out Pak1 activity completely with a kinase inhibitor, the opportunity for the intrinsically resistant cell to survive, through the phosphorylation network, seems very high. A combined attack at multiple upstream targets would be more likely to succeed. The second approach, selecting tumors to be targeted with tamoxifen, has immediate application. Tumors that express low levels of ER; no PgR; and high levels of AIB1, Her2/neu, EGFR, and phosphoproteins such as Pak1 and src are unlikely to respond to long-term adjuvant tamoxifen, and patients who have such tumors should probably not receive tamoxifen. Protein and phosphoprotein assays of markers known to undermine tamoxifen action would have been a valuable comparator to Pak1 expression alone in the dataset analyzed by Holm et al. (8).

Regardless, the clinical correlations reported by Holm et al. (8) indicate that packing tumor cell nuclei with Pak can perturb tamoxifen's action. The tumor, once "Paked up," has no alternative but to grow.

NOTES

Supported by SPORE in Breast Cancer CA89018, R01 GM061756, The Avon Foundation, and the Weg Fund of the Fox Chase Cancer Center.

I thank Joan Lewis-Wambi, Ph.D., and Jonathan Chernoff, M.D., Ph.D., for their helpful comments on Paks.

REFERENCES

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