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JNCI Journal of the National Cancer Institute 1994 86(9):673-680; doi:10.1093/jnci/86.9.673
© 1994 by Oxford University Press
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Journal of the National Cancer Institute, Vol. 86, No. 9, 673-680, May 4, 1994
© 1994 Oxford University Press

A Randomized Trial Comparing Perioperative Chemotherapy and Surgery With Surgery Alone in Resectable Stage IIIA Non-Small-Cell Lung Cancer

Jack A. Roth, Frank Fossella, Ritsuko Komaki, M. Bernadette Ryan, J. B. Putnam, Jr., Jin Soo Lee, Hari Dhingra, Louis De Caro, Marvin Chasen, Malcoln McGavran, E. Neely Atkinson, Waun Ki Hong

*Department of Thoracic and Cardiovascular Surgery, The University of Texas M. D. Anderson Cancer Center Houston, Tex
Department of Thoracic/Head and Neck Medical Oncology, The University of Texas M. D. Anderson Cancer Center Houston, Tex
Department of Radiotherapy, The University of Texas M. D. Anderson Cancer Center Houston, Tex
Division of Diagnostic Imaging, The University of Texas M. D. Anderson Cancer Center Houston, Tex
Department of Pathology, The University of Texas M. D. Anderson Cancer Center Houston, Tex
Department of Biomathematics, The University of Texas M. D. Anderson Cancer Center Houston, Tex
Department of Surgery, Mary Imogene Bas-sett Hospital Cooperstown, N.Y.
Houston Thorax Institute Houston, Tex
Veterans Hospital of Houston Tex

Correspondence to: Jack A. Roth, M.D., The University of Texas M. D. Anderson Cancer Center, Department of Thoracic and Cardiovascular Surgery, Box 109, 1515 Holcombe Blvd., Houston, TX 77030.

BACKGROUND:: Patients with resectable stage IIIA non-small-cell lung cancer have a low survival rate following standard surgical treatment. Nonrandomized trials in which induction chemotherapy or a combination of chemotherapy and radiation prior to surgery were used to treat patients with regionally advanced primary cancers have suggested that survival is improved when compared with treatment by surgery alone. Purpose: We performed a prospective, randomized study of patients with previously untreated, potentially resectable clinical stage IIIA non-small-cell lung cancer to compare the results of perioperative chemotherapy and surgery with those of surgery alone. Methods: This trial was designed to test the null hypothesis that the proportion of patients surviving 3 years is 12% for either treatment group against the alternate hypothesis that the 3-year survival rate would be 12% in the surgery alone group and 32% in the perioperative chemotherapy group. The estimated required sample size was 65 patients in each group. The trial was terminated at an early time according to the method of O'Brien and Fleming following a single unplanned interim analysis. The decision to terminate the trial was based on ethical considerations, the magnitude of the treatment effect, and the high degree of statistical significance attained. In total, 60 patients were randomly assigned between 1987 and 1993 to receive either six cycles of perioperative chemotherapy (cyclophosphamide, etoposide, and cisplatin) and surgery (28 patients) or surgery alone (32 patients). For patients in the former group, tumor measurements were made before each course of chemotherapy and the clinical tumor response was evaluated after three cycles of chemotherapy; they then underwent surgical resection. Patients who had documented tumor regression after preoperative chemotherapy received three additional cycles of chemotherapy after surgery. Results: After three cycles of preoperative chemotherapy, the rate of clinical major response was 35%. Patients treated with perioperative chemotherapy and surgery had an estimated median survival of 64 months compared with 11 months for patients who had surgery alone (P<.008 by logrank test; Pk<018 by Wilcoxon test). The estimated 2- and 3-year survival rates were 60% and 56% for the perioperative chemotherapy patients and 25% and 15% for those who had surgery alone, respectively. Conclusions: In this trial, the treatment strategy using perioperative chemotherapy and surgery was more effective than surgery alone. Implications: This clinical trial strengthens the validity of using perioperative chemotherapy in the management of patients with resectable stage IIIA non-small-cell lung cancer. Further investigation of the perioperative chemotherapy strategy in earlier stage lung cancer is warranted. [J Natl Cancer Inst 86: 673–680, 1994]



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R. J. Cerfolio, B. Ojha, A. S. Bryant, V. Raghuveer, J. M. Mountz, and A. A. Bartolucci
The accuracy of integrated PET-CT compared with dedicated pet alone for the staging of patients with nonsmall cell lung cancer
Ann. Thorac. Surg., September 1, 2004; 78(3): 1017 - 1023.
[Abstract] [Full Text] [PDF]


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NEJMHome page
T. J. Lynch, C. D. Wright, N. C. Choi, S. L. Aquino, and E. J. Mark
Case 26-2004 - A 56-Year-Old Woman with Cough and a Lung Nodule
N. Engl. J. Med., August 19, 2004; 351(8): 809 - 817.
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JCOHome page
R. J. Downey, T. Akhurst, M. Gonen, A. Vincent, M. S. Bains, S. Larson, and V. Rusch
Preoperative F-18 Fluorodeoxyglucose-Positron Emission Tomography Maximal Standardized Uptake Value Predicts Survival After Lung Cancer Resection
J. Clin. Oncol., August 15, 2004; 22(16): 3255 - 3260.
[Abstract] [Full Text] [PDF]


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Ann. Thorac. Surg.Home page
C.S. Pramesh, R. C. Mistry, R. K. Deshpande, and S. Sharma
Is surgery for T4 non-small-cell lung cancer worthwhile?
Ann. Thorac. Surg., August 1, 2004; 78(2): 753 - 753.
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ChestHome page
M. Alifano, G. Benedetti, and R. Trisolini
Can Low-Molecular-Weight Heparin Improve the Outcome of Patients With Operable Non-Small Cell Lung Cancer?: An Urgent Call for Research
Chest, August 1, 2004; 126(2): 601 - 607.
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Eur. J. Cardiothorac. Surg.Home page
D. Waller, M.D. Peake, R.J. Stephens, N.H. Gower, R. Milroy, M.K.B. Parmar, R.M. Rudd, and S.G. Spiro
Chemotherapy for patients with non-small cell lung cancer: the surgical setting of the Big Lung Trial
Eur. J. Cardiothorac. Surg., July 1, 2004; 26(1): 173 - 182.
[Abstract] [Full Text] [PDF]


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JCOHome page
R. C. Viney, M. J. Boyer, M. T. King, P. M. Kenny, C. A. Pollicino, J. M. McLean, B. C. McCaughan, and M. J. Fulham
Randomized Controlled Trial of the Role of Positron Emission Tomography in the Management of Stage I and II Non-Small-Cell Lung Cancer
J. Clin. Oncol., June 15, 2004; 22(12): 2357 - 2362.
[Abstract] [Full Text] [PDF]


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Eur. J. Cardiothorac. Surg.Home page
P. Misthos, E. Sepsas, K. Athanassiadi, S. Kakaris, and I. Skottis
Skip metastases: analysis of their clinical significance and prognosis in the IIIA stage of non-small cell lung cancer
Eur. J. Cardiothorac. Surg., April 1, 2004; 25(4): 502 - 508.
[Abstract] [Full Text] [PDF]


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Ann OncolHome page
L. Trodella, P. Granone, S. Valente, S. Margaritora, G. Macis, A. Cesario, R. M. D'Angelillo, V. Valentini, G. M. Corbo, V. Porziella, et al.
Neoadjuvant concurrent radiochemotherapy in locally advanced (IIIA-IIIB) non-small-cell lung cancer: long-term results according to downstaging
Ann. Onc., March 1, 2004; 15(3): 389 - 398.
[Abstract] [Full Text] [PDF]


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NEJMHome page
A. Spira and D. S. Ettinger
Multidisciplinary Management of Lung Cancer
N. Engl. J. Med., January 22, 2004; 350(4): 379 - 392.
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JCOHome page
D. G. Pfister, D. H. Johnson, C. G. Azzoli, W. Sause, T. J. Smith, S. Baker Jr, J. Olak, D. Stover, J. R. Strawn, A. T. Turrisi, et al.
American Society of Clinical Oncology Treatment of Unresectable Non-Small-Cell Lung Cancer Guideline: Update 2003
J. Clin. Oncol., January 15, 2004; 22(2): 330 - 353.
[Full Text] [PDF]


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J. Thorac. Cardiovasc. Surg.Home page
M. Machtay, J. H. Lee, J. P. Stevenson, J. B. Shrager, K. M. Algazy, J. Treat, and L. R. Kaiser
Two commonly used neoadjuvant chemoradiotherapy regimens for locally advanced stage III non-small cell lung carcinoma: Long-term results and associations with pathologic response
J. Thorac. Cardiovasc. Surg., January 1, 2004; 127(1): 108 - 113.
[Abstract] [Full Text] [PDF]


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ICVTSHome page
F. Barlesi, C. Doddoli, B. Chetaille, J.-P. Torre, R. Giudicelli, P. Thomas, J.-P. Kleisbauer, and P. Fuentes
Survival and postoperative complication in daily practice after neoadjuvant therapy in resectable stage IIIA-N2 non-small cell lung cancer
Interactive CardioVascular and Thoracic Surgery, December 1, 2003; 2(4): 558 - 562.
[Abstract] [Full Text] [PDF]


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J. Thorac. Cardiovasc. Surg.Home page
M. K. Ferguson
Optimal management when unsuspected N2 nodal disease is identified during thoracotomy for lung cancer: cost-effectiveness analysis
J. Thorac. Cardiovasc. Surg., December 1, 2003; 126(6): 1935 - 1942.
[Abstract] [Full Text] [PDF]


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J. Thorac. Cardiovasc. Surg.Home page
A. Marra and G. Stamatis
Reply to the editor
J. Thorac. Cardiovasc. Surg., November 1, 2003; 126(5): 1665 - 1666.
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JNCI J Natl Cancer InstHome page
G. V. Scagliotti, R. Fossati, V. Torri, L. Crino, G. Giaccone, G. Silvano, M. Martelli, M. Clerici, F. Cognetti, and M. Tonato
Randomized Study of Adjuvant Chemotherapy for Completely Resected Stage I, II, or IIIA Non-Small-Cell Lung Cancer
J Natl Cancer Inst, October 1, 2003; 95(19): 1453 - 1461.
[Abstract] [Full Text] [PDF]


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The OncologistHome page
G. V. Scagliotti and A. T. Turrisi III
Docetaxel-Based Combined-Modality Chemoradiotherapy for Locally Advanced Non-Small Cell Lung Cancer
Oncologist, August 1, 2003; 8(4): 361 - 374.
[Abstract] [Full Text] [PDF]


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J. Thorac. Cardiovasc. Surg.Home page
M. M. DeCamp, T. W. Rice, D. J. Adelstein, M. A. Chidel, L. A. Rybicki, S. C. Murthy, and E. H. Blackstone
Value of accelerated multimodality therapy in stage IIIA and IIIB non-small cell lung cancer
J. Thorac. Cardiovasc. Surg., July 1, 2003; 126(1): 17 - 25.
[Abstract] [Full Text] [PDF]


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Ann. Thorac. Surg.Home page
H. Kimura, N. Iwai, S. Ando, K. Kakizawa, N. Yamamoto, H. Hoshino, and T. Anayama
A prospective study of indications for mediastinoscopy in lung cancer with CT findings, tumor size, and tumor markers
Ann. Thorac. Surg., June 1, 2003; 75(6): 1734 - 1739.
[Abstract] [Full Text] [PDF]


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Ann. Thorac. Surg.Home page
T. Osaki, K. Sugio, T. Hanagiri, M. Takenoyama, T. Yamashita, M. Sugaya, M. Yasuda, and K. Yasumoto
Survival and prognostic factors of surgically resected T4 non-small cell lung cancer
Ann. Thorac. Surg., June 1, 2003; 75(6): 1745 - 1751.
[Abstract] [Full Text] [PDF]


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J. Thorac. Cardiovasc. Surg.Home page
A. Pataer, S. Chada, K. K. Hunt, J. A. Roth, and S. G. Swisher
Adenoviral melanoma differentiation-associated gene 7 induces apoptosis in lung cancer cells through mitochondrial permeability transition-independent cytochrome c release
J. Thorac. Cardiovasc. Surg., June 1, 2003; 125(6): 1328 - 1335.
[Abstract] [Full Text] [PDF]


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JCOHome page
D. C. Betticher, S.-F. Hsu Schmitz, M. Totsch, E. Hansen, C. Joss, C. von Briel, R. A. Schmid, M. Pless, J. Habicht, A. D. Roth, et al.
Mediastinal Lymph Node Clearance After Docetaxel-Cisplatin Neoadjuvant Chemotherapy Is Prognostic of Survival in Patients With Stage IIIA pN2 Non-Small-Cell Lung Cancer: A Multicenter Phase II Trial
J. Clin. Oncol., May 1, 2003; 21(9): 1752 - 1759.
[Abstract] [Full Text] [PDF]


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Clin. Cancer Res.Home page
L. J. Wirth, J. Lucca, P. Ostler, P. Fidias, C. Lynch, P. A. Janne, R. S. Herbst, B. E. Johnson, D. J. Sugarbaker, D. J. Mathisen, et al.
Induction Docetaxel and Carboplatin Followed by Weekly Docetaxel and Carboplatin with Concurrent Radiotherapy, then Surgery in Stage III Non-Small Cell Lung Cancer: A Phase I Study
Clin. Cancer Res., May 1, 2003; 9(5): 1698 - 1704.
[Abstract] [Full Text] [PDF]


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Ann. Thorac. Surg.Home page
Y. Sakao, T. Sakuragi, M. Natsuaki, and T. Itoh
Clinicopathological analysis of prognostic factors in clinical IA peripheral adenocarcinoma of the lung
Ann. Thorac. Surg., April 1, 2003; 75(4): 1113 - 1117.
[Abstract] [Full Text] [PDF]


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ThoraxHome page
M Cullen
Lung cancer * 4: Chemotherapy for non-small cell lung cancer: the end of the beginning
Thorax, April 1, 2003; 58(4): 352 - 356.
[Abstract] [Full Text] [PDF]


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J. Thorac. Cardiovasc. Surg.Home page
A. Marra, L. Hillejan, G. Zaboura, T. Fujimoto, D. Greschuchna, and G. Stamatis
Pathologic N1 non-small cell lung cancer: Correlation between pattern of lymphatic spread and prognosis
J. Thorac. Cardiovasc. Surg., March 1, 2003; 125(3): 543 - 553.
[Abstract] [Full Text] [PDF]


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Pharmacol. Rev.Home page
R. Danesi, F. De Braud, S. Fogli, T. M. De Pas, A. Di Paolo, G. Curigliano, and M. Del Tacca
Pharmacogenetics of Anticancer Drug Sensitivity in Non-Small Cell Lung Cancer
Pharmacol. Rev., March 1, 2003; 55(1): 57 - 103.
[Abstract] [Full Text] [PDF]


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Ann. Thorac. Surg.Home page
Y. S. Choi, Y. M. Shim, J. Kim, and K. Kim
Mediastinoscopy in patients with clinical stage I non-small cell lung cancer
Ann. Thorac. Surg., February 1, 2003; 75(2): 364 - 366.
[Abstract] [Full Text] [PDF]


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J. Thorac. Cardiovasc. Surg.Home page
K. Nagai, R. Tsuchiya, T. Mori, H. Tada, Y. Ichinose, T. Koike, and H. Kato
A randomized trial comparing induction chemotherapy followed by surgery with surgery alone for patients with stage IIIA N2 non-small cell lung cancer (JCOG 9209)
J. Thorac. Cardiovasc. Surg., February 1, 2003; 125(2): 254 - 260.
[Abstract] [Full Text] [PDF]


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Ann OncolHome page
K. V. Mattson, R. P. Abratt, G. ten Velde, and K. Krofta
Docetaxel as neoadjuvant therapy for radically treatable stage III non-small-cell lung cancer: a multinational randomised phase III study
Ann. Onc., January 1, 2003; 14(1): 116 - 122.
[Abstract] [Full Text] [PDF]


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Eur Respir JHome page
S.G. Spiro
Surgery for nonsmall cell lung cancer: can improvements be made?
Eur. Respir. J., January 1, 2003; 21(39_suppl): 52S - 56s.
[Abstract] [Full Text] [PDF]


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ChestHome page
E. M. Toloza, L. Harpole, F. Detterbeck, and D. C. McCrory
Invasive Staging of Non-small Cell Lung Cancer: A Review of the Current Evidence
Chest, January 1, 2003; 123 (2009): 157S - 166S.
[Abstract] [Full Text] [PDF]


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Eur. J. Cardiothorac. Surg.Home page
Y. S. Choi, Y. M. Shim, J. Kim, and K. Kim
Recurrence-free survival and prognostic factors in resected pN2 non-small cell lung cancer
Eur. J. Cardiothorac. Surg., November 1, 2002; 22(5): 695 - 700.
[Abstract] [Full Text] [PDF]


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Am. J. Respir. Crit. Care Med.Home page
S. G. Spiro and J. C. Porter
Lung Cancer--Where Are We Today?: Current Advances in Staging and Nonsurgical Treatment
Am. J. Respir. Crit. Care Med., November 1, 2002; 166(9): 1166 - 1196.
[Abstract] [Full Text] [PDF]


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Ann. Thorac. Surg.Home page
A. Cyjon, M. Nili, G. Fink, M. R. Kramer, E. Fenig, J. Sandbank, A. Sulkes, and E. Rakowsky
Advanced non-small cell lung cancer: induction chemotherapy and chemoradiation before operation
Ann. Thorac. Surg., August 1, 2002; 74(2): 342 - 347.
[Abstract] [Full Text] [PDF]


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Eur. J. Cardiothorac. Surg.Home page
G. Stamatis, D. Djuric, W. Eberhardt, C. Pottken, G. Zaboura, S. Fechner, and T. Fujimoto
Postoperative morbidity and mortality after induction chemoradiotherapy for locally advanced lung cancer: an analysis of 350 operated patients
Eur. J. Cardiothorac. Surg., August 1, 2002; 22(2): 292 - 297.
[Abstract] [Full Text] [PDF]


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Clin. Chem.Home page
S. Raja, T. El-Hefnawy, L. A. Kelly, M. L. Chestney, J. D. Luketich, and T. E. Godfrey
Temperature-controlled Primer Limit for Multiplexing of Rapid, Quantitative Reverse Transcription-PCR Assays: Application to Intraoperative Cancer Diagnostics
Clin. Chem., August 1, 2002; 48(8): 1329 - 1337.
[Abstract] [Full Text] [PDF]


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JCOHome page
T. Osaki, T. Oyama, C.-D. Gu, T. Yamashita, T. So, M. Takenoyama, K. Sugio, and K. Yasumoto
Prognostic Impact of Micrometastatic Tumor Cells in the Lymph Nodes and Bone Marrow of Patients With Completely Resected Stage I Non-Small-Cell Lung Cancer
J. Clin. Oncol., July 1, 2002; 20(13): 2930 - 2936.
[Abstract] [Full Text] [PDF]


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JCOHome page
T. De Pas, U. Pastorino, L. Spaggiari, G. Curigliano, F. de Braud, and C. Robertson
Preoperative Chemotherapy in Non-Small-Cell Lung Cancer: Nothing New in N2 Disease
J. Clin. Oncol., May 15, 2002; 20(10): 2603 - 2604.
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JCOHome page
T. S.K. Mok, B. Zee, A. Depierre, V. Westeel, B. Milleron, D. Moro-Sibilot, E. Quoix, D. Braun, and B. Lebeau
Adequate Lymph Node Staging Is Fundamental to Comparative Study on Resectable Non-Small-Cell Lung Cancer
J. Clin. Oncol., May 15, 2002; 20(10): 2604 - 2605.
[Full Text] [PDF]


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Ann. Thorac. Surg.Home page
E. Martinod, A. D'Audiffret, P. Thomas, A. J. Wurtz, M. Dahan, M. Riquet, A. Dujon, R. Jancovici, R. Giudicelli, P. Fuentes, et al.
Management of superior sulcus tumors: experience with 139 cases treated by surgical resection
Ann. Thorac. Surg., May 1, 2002; 73(5): 1534 - 1539.
[Abstract] [Full Text] [PDF]



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